Manual of Patent Examining Procedure - MPEP
Table of Contents
Links to other parts of the Subject Matter Index
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Sale, On (See On sale )
Sample letter on citation of prior art in patent 2205
Sanctions 410
Saturday, effect on time for reply 502 , 505 , 513 710.05 , 2504 , 2506
Scanning inter partes reexamination papers 2632
Scientific and Technical Information Center (STIC) 901.06(a)
Scientific principle not patentable 706.03(a)
Scope of claims 904.01(a) , 2163.05 , 2164.08
Scope of class 903.02(b)
Scope of reexamination
Screening new application for security review 115 706.03(b)
Seal 604.01
Search Chapter 900
After reversal by Board of Patent Appeals and Interferences 1214.04
Aids in Scientific and Technical Information Center (STIC) 901.06(a)
Analogous art areas 904.01(c)
Cards, subclass definitions 902.02(b)
Claim analysis 904.01
Computer 719.05
Databases (See Electronic databases )
Electronic documents 707.05(e) , 904.02(c)
Fee, PCT 1827
Field of 904.02 , 904.02(a)
File wrapper notation 705.01(a) , 719.05 , 904
Incomprehensible disclosure 702.01
In Technology Center, by member of public 713.02
Informal application 702.01 , 704.01
INPADOC 901.06(a)
Interference 2304.01(a)
Internet 707.05(e) , 904.02(c)
Mechanized 719.05
Notes in classification definitions 902.02(a)
Notes in file wrapper 705.01(a) , 719.05 , 903.07(a)
Online database (See also Electronic databases ) 901.06(a) , 902.03(e)
Outlining 904.02(a)
Patentability report 705.01(a) , 705.01(b)
Prior Examiner's 704.01
Procedure 704.01 , 904
Requirements for information 704.11 , 704.11(a)
Restriction requirement 808.02
Scope 2112
Selecting pertinent references 904.03
Title 306
Unduly extensive and burdensome 806.01 808.01(a) , 818.02(b)
Search exchange, United States-Philippines 1711
Search notes box entries 719.05
Search room, Examiner's use 510
Search facility hours 510 , 1730
Search tools, automated 902.03(e)
Searched box entries 719.05
Secrecy, in general 101
Secrecy of international applications 120
'Secrecy Order' application 115 , 120 , 130
Secret sale (See On sale )
Security interest in patent, recording (See also Assignment ) 313
Security markings 121 , 130 , 140 , 724
Security screening of new applications 115 , 140
Security Working Group 3640, applications submitted 121 , 130 , 706.03(b) , 1002.02(c)(1)
Self-addressed postcard (See also Postcard, self-addressed ) 503
Sequence listing (See also Sequence rules ) 2422.03
Sequence rules (See also Biotechnology ) Chapter 2400
Amendments to sequence listing and computerreadable form 2426
Amino acid definition 2422.01
Applications affected, new applications 2421.01
AuthorIn 2430
Background information 2401 , 2420
Bona fide reply 2421.03
Changes to rules 2421.04
Coding regions, depiction of 2423.02
Compliance requirement 2422.07 , 2429
Computer readable form requirement 2422.04 , 2425
Database 2421.01 , 2421.02 , 2421.04 , 2422.01 2422.03 , 2422.04 , 2423.02 , 2424.02 2424.02 , 2425 , 2429 , 2430
Definitions for nucleotides/amino acids 2422.01
Effective date 2401 , 2420
Exclusive conformance requirement 2422.02
Extensions of time 2421.03
Format and symbols 2423 , 2423.01
Form paragraphs 2427.01
Hand-delivery of sequence listings andcomputer readable forms 2422.09
Helpful hints for compliance 2429
Informational requirements for sequence listings 2424 , 2424.01 , 2424.02
Mandatory information items 2424 , 2424.02
Miscellaneous requirements, information 2424.03
New applications 2421.01
Notice to comply 2421.03 , 2427.02
Nucleotide definition 2422.01
Numbering of sequences 2423.02
Numeric identifiers 2424 , 2424.02
Official copy of sequence listing 2422.04
PatentIn information 1730 , 2430
Presumptions regarding compliance 2422.08
Previously filed identical computer readableform, reference to 2422.05
Replacement of sequence listing and computer readable form 2426
Sample sequence listing 2431
Sample statements 2428
Sanctions for failure to comply 2422.07
Sequence identifier requirement 2422.03
Sequence listing requirement 2422.03
Sequence presentation 2423.03
Sequences embedded in application text 2422.03
Sequences in drawings 2422.02
Statement regarding content of paper and computer readable copies 2422.06 , 2428
Statement regarding new matter 2422.07 , 2428
Summary of requirements 2421.02
Variants of a presented sequence 2422.03
Voluntary compliance 2421.01
WIPO Standard ST. 25, Appendix 2 Tables
Sequences, restriction 803.04 , 2434
Series codes 503
Series of dependent claims 608.01(n)
Series, Patent (See Patent )
Service, proof of, in a petition for access 103
Service of citation in patent 1901
Service of court papers on Director 1216
Service of patent owner statement on requestor in ex parte reexamination 2242 , 2266.03
Service of papers in inter partes reexamination 2666.06
Shift of election 819
Shoes (See also Search ) 901.07
Shortened statutory period (See also Period for reply ; Statutory period ) 710.02 , 710.02(b)
Appeal 1205 , 1214.06 , 1215.04
Date of abandonment 711.04(a)
Drawings 608.02(b)
Extension of time 710.02(e) , 1002.02(c)
Final rejection 706.07 , 706.07(b) 706.07(f) , 706.07(g) , 714.13
Informal application 702.01
Information disclosure statement 609.04(b)
Oath 602.03
Quayle 714.14
Reexamination, ex parte 2250.01 , 2263 2265 , 2273 , 2285 , 2286
Statutory Invention Registration (SIR) 1103 , 1107
Time limits compared 710.02(d)
Signatory Authority, Full 1004
Signatory Authority, Partial 1005
Signature
Alteration in specification signed 608.01
Amendment 714.01
Applicant 605.04(a) , 605.04(d) , 605.04(e)
Applicant changes name 201.03 , 605.04(c) , 719.02(b)
Applicant, international application 1820
Applicant unable to write 605.04(d)
Application papers 605.04(a)
Attorney or agent not of record 405
Certification, effect of 401 , 410
Continued prosecution application 201.06(d)
Correction of name 605.04(c)
Express abandonment 711 , 711.01
Facsimile 502.01 , 502.02
Full, first or middle name 605.04(b)
Required on every paper 402
Title with 605.04(e)
Uniformity with name 605.04(b
Signing, continued prosecution application 201.06(d)
Signing Examiner's letter 706.07 , 707.08 , 707.09
Signing file wrapper 1302.13
Simulated tests in the specification 608.01(p)
Simultaneous issue of patents 1306.02
Single means claim 2164.08(a) , 2181
Size of paper (See A4 size paper ; Paper size )
Sketch of subject matter of claims 904.01(a)
Small Business Act 509.02
Small Business Administration 509.02
Small entity status (See also Fee )
Solicitor' s Office (See Office of Solicitor )
Sources of information to disclose 2001.06
Special application 708 to 708.03
Accelerated examination 708.02
Allowable application, except for form 707.07(j) 710.02(b) , 714.14 , 1301
Appealed application 1204
Applicant' s age, health 708.02 , 1002.02(s)
Biotechnology case, small entity 708.02
Cancer 708.02 , 1002.02(s)
Counter-terrorism inventions 708.02 , 1002.02(s)
DNA 708.02
Energy 708.02
Environmental Quality Program 1002.02(s)
Five year pendency 707.02
HIV/AIDS 708.02 , 1002.02(s)
Infringement 708.02 , 1002.02(s)
List 708.01
Manufacture 708.02 , 1002.02(s)
Patent printing priority 1309
Petition to make 708.02 , 1002.02(s)
Reexamination
Reissue application 706.03(x) , 1442
Remanded by Board 708.01
Revived applications 711.03(c)
Superconductivity 708.02
Special examining procedure 708.02
Special Program Examiner (SPRE) 103 , 706.02(l)(1) 1456 , 1825 , 1845.01 , 1851 , 2238 1896 , 2233 , 2237 , 2246 , 2283 , 2286 2287 , 2289 , 2294 , 2295 , 2633 , 2638 2647.02 , 2664 , 2670 , 2671 , 2686.01 2687 , 2687.01 , 2689
Species 806.01 , 806.04 , 806.04(b) , 806.04(d) 806.04(e) , 806.04(f) , 806.04(h) 806.04(i) , 808.01(a) , 809.02(a)
Specification (See also Disclosure ) 608.01 , 2161
Amendment, manner of making 714
Arrangement 608.01(a)
Background of the invention 608.01(c)
Best mode (See also Best mode ) 2165
Brief description of drawings 608.01(f)
Brief summary of invention 608.01(d)
British English spellings in 608.01
British provisional and complete 201.15
Changes prior to filing 601.01(a) , 608.01
Completeness 608.01(p) , 2161 , 2163 to 2165
Computer lists 608.05
Confused by amendments 608.01(q) , 1302.02
Content of 608.01(a)
Continued prosecution application 201.06(d)
Copyrights in 1512
Correction by Examiner's amendment 1302.04 to 1302.04(g)
Correction by initialing 1302.04
Cross-noting of related applications 1302.04
Defines claim term 2111.01
Derogatory remarks prohibited 608.01(r)
Description 608.01(g) , 2163 , 2163.02
Design application 1503.01
Detailed description of invention 608.01(g)
Enablement (See also Enablement ) 2164
English language 608.01
Facsimile transmission 608.01
Font 608.01
Format 608.01
Illustrations in 608.01
Incorporation by reference 2163.07
Interlineation prior to filing 608.01
Language faulty 608.01
Missing pages 601.01(d)
New matter 608.04 , 706.03(o) , 2163.06
Omitted pages 201.17 , 601.01(d)
Paragraph numbering 608.01
, 714
Parts 608.01(a)
Provisional application 601.01(b)
Reference characters corrected 1302.04
Reissue application 1411
Requirements for 2161
Return 608.01
Rewritten 608.01(q) , 1302.02
Signature 605.04(a)
Substitute, amendment including 714.19 , 714.20
Substitute specification 608.01(q) , 714.19 , 714.20
Summary of invention 608.01(d)
Table submission on compact disc 608.05(b)
Terminology basis for claims 608.01(o) , 2163.07
Title of invention 606
Title of invention changed 606.01
Trademarks in 1512
Transfer to another application 608.01(t)
Written description (See also Written description ) 2163
Specimen, Composition of matter 608.03
Specimen, Handling 608.03(a)
Specimen, Plant application 1607
Stamp
Standards of review by the Federal Circuit 1216.01
Statement applying the prior art in an ex parte reexamination 2217
Statement applying the prior art in an inter partes reexamination 2617
Statement, Examiner's (See also Action )
Statement by inventors when changing inventorship 201.03
Statement by owner in ex parte reexamination 2249
Statement of allowability by Board 1213.01
Statement of invention, coextensivewith claims 608.01(d)
Statement of invention, reviewed on allowance 1302.01
Statement, Prior art (See also Prior art ) 201.06(d) , 609
Status inquiries 102 , 203.08
Status letter 203.08
Status letter database 203.08
Status of application 102 , 203
Statute, citation Introduction
Statute of limitations
Statutes
Atomic Energy Act Cited 120 , 140 , 150 706.03 , 706.03(a) to 706.03(b)
Freedom of Information Act 1002.02(k)(2)
Public Law 87-333 Cited 201.13
Public Law 94-131 608.01(n)
Public Law 96-517 509.02 , 2201 , 2209 , 2501
Public Law 97-247 509.02 , 511 711.03(c) , 2501
Public Law 98-622 605.07 706.02(k) , 804 , 2501
Public Law 100-418, Section 9101(c), (d) 140
Public Law 102-204 2501
Public Law 102-444 2501
Public Law 103-465 201.03 , 201.11 , 601.01(d) 706.07(g) , 707.05 , 715 , 715.07(c) 803.03 , 804.02 , 2132 , 2138.02
Public Law 105-358 2501
Public Law 106-113 201.04(b) , 201.11 , 201.14(b) 505 , 510 , 512 , 706.02(a) , 706.02(k) , 706.02(l)(1) , 715 , 1402 2201 , 2273 , 2279 , 2501 , 2601 , 2602 , 2611 , 2642
Public Law 107-273 Cited 706.02(a) , 706.02(k) , 706.07(a) , 2201 , 2242 , 2258.01 , 2273 , 2279 , 2601 , 2612 , 2683
Public Law 108-453 Cited 706.02(k) , 706.02(l)(1) , 706.02(l)(3) , 804 , 804.03 2136.01 , 2146
Public Law 506 (81st Cong.) Article 136 Cited 604.03(a)
Revised Statute of 1874 Introduction
5 U.S.C. 552(a) 2422 , 2423
5 U.S.C. 6103 Cited 710.05
7 U.S.C. 2321 1612
10 U.S.C. 140(c) Cited 120
15 U.S.C. 15(b) Cited 101
15 U.S.C. 1062 Cited 513
17 U.S.C. 401 Cited 1512
17 U.S.C. 909 Cited 608.01 , 608.01(v)
18 U.S.C. 1001
18 U.S.C. 1905 Cited 101
18 U.S.C. 2071 Reproduced 101
18 U.S.C. 2331 708.02
20 U.S.C. 1000 Cited 509.02
26 U.S.C. 501 Cited 509.02
28 U.S.C. 1745 Cited 901.05
28 U.S.C. 1746
35 U.S.C. 2 Reproduced 1001
35 U.S.C. 3 Reproduced 1001
35 U.S.C. 4 Reproduced 309
35 U.S.C. 6 Reproduced 1202
35 U.S.C. 7 Reproduced 901.06(a)
35 U.S.C. 8 Reproduced 903.01
35 U.S.C. 21 Reproduced 511 , 513 , 710.05
35 U.S.C. 22 Reproduced 608.01
35 U.S.C. 25 Reproduced 602
35 U.S.C. 26 Reproduced 602
35 U.S.C. 41 Reproduced 2268 , 2501 , 2668
35 U.S.C. 41.31 Reproduced 1204
35 U.S.C. 41.33 Reproduced 1206
35 U.S.C. 41.37 Reproduced 1205
35 U.S.C. 41.39 Reproduced 1207
35 U.S.C. 41.41 Reproduced 1208
35 U.S.C. 41.43 Reproduced 1207.05 , 1208
35 U.S.C. 41.50 Reproduced 1207.05
35 U.S.C. 41.52 Reproduced 1214.03
35 U.S.C. 41.54 Reproduced 1214
35 U.S.C. 41.6 Reproduced 1213.03
35 U.S.C. 42 Reproduced 607.02
35 U.S.C. 100 Reproduced 701
35 U.S.C. 101 Reproduced 701 , 804 , 2107.01
35 U.S.C. 102 Reproduced 706.02 , 706.02(a), 1504.02 1857.01 , 2131 , 2132 , 2133 2133.03(c) , 2134 , 2135 , 2136 2137 , 2138 , 2217 , 2258 , 2301.01 , 2617
35 U.S.C. 102(e), former Reproduced 2136
35 U.S.C. 103 Reproduced 706.02 , 706.02(l) 706.02(l)(1) , 706.02(n) , 804.03 1504.03 , 2141 , 2146
35 U.S.C. 104 Reproduced 715.07(c) , 2301.01
35 U.S.C. 111 Reproduced 201 , 201.04(b) , 601
35 U.S.C. 112 Reproduced 1504.04
35 U.S.C. 113 Reproduced 608.02
35 U.S.C. 114 Reproduced 608.03
35 U.S.C. 115 Reproduced 602
35 U.S.C. 116 Reproduced 409.03 , 605.07
35 U.S.C. 117 Reproduced 409.01(a)
35 U.S.C. 118 Reproduced 409.03
35 U.S.C. 119 Reproduced 201.11 , 201.13 , 201.16
35 U.S.C. 120 Reproduced 201.11 , 1504.20
35 U.S.C. 121 Reproduced 802 , 804
35 U.S.C. 122 Reproduced 101 , 1120 , 1122 1123 , 1124 , 1132 , 1134
35 U.S.C. 131 Reproduced 701
35 U.S.C. 132 Reproduced 706.03(o) , 2304.04(b)
35 U.S.C. 133 Reproduced 710 , 2268 , 2668
35 U.S.C. 134 Reproduced 1204
35 U.S.C. 135 Reproduced 2301.01
35 U.S.C. 141 Reproduced 1216 , 2683
35 U.S.C. 142 Reproduced 1216.01
35 U.S.C. 143 Reproduced 1216.01
35 U.S.C. 144 Reproduced 1216.01
35 U.S.C. 145 Reproduced 1214.07
35 U.S.C. 146 Reproduced 1216
35 U.S.C. 152 Reproduced 307
35 U.S.C. 153 Reproduced 1309
35 U.S.C. 154 Reproduced 2701
35 U.S.C. 154, former, Reproduced 2720
35 U.S.C. 156 Reproduced 2751 2752 , 2755.01 , 2758 , 2759
35 U.S.C. 157 Reproduced 1101
35 U.S.C. 161 Reproduced 1601
35 U.S.C. 162 Reproduced 804 , 1605 , 2105 , 2403.02
35 U.S.C. 163 Reproduced 1601
35 U.S.C. 164 Reproduced 1608
35 U.S.C. 171 Reproduced 1501 , 1504.01
35 U.S.C. 172 Reproduced 1504.02 , 1504.10
35 U.S.C. 173 Reproduced 1505
35 U.S.C. 181 Reproduced 115
35 U.S.C. 182 Reproduced 706.03(s)
35 U.S.C. 184 Reproduced 140 , 706.03(s)
35 U.S.C. 185 Reproduced 140 , 706.03(s)
35 U.S.C. 186 Reproduced 140
35 U.S.C. 187 Reproduced 140
35 U.S.C. 188 Reproduced 140
35 U.S.C. 251 Reproduced 1401 , 1412.03
35 U.S.C. 252 Reproduced 1460
35 U.S.C. 253 Reproduced 1490
35 U.S.C. 254 Reproduced 1480
35 U.S.C. 255 Reproduced 1481
35 U.S.C. 256 Reproduced 1481.02
35 U.S.C. 261 Reproduced 301
35 U.S.C. 262 Reproduced 301
35 U.S.C. 267 Reproduced 710
35 U.S.C. 293 Reproduced 302.04
35 U.S.C. 294 Reproduced 311
35 U.S.C. 301 Reproduced 2202 , 2602
35 U.S.C. 302 Reproduced 2210
35 U.S.C. 303 Reproduced 2240
35 U.S.C. 304 Reproduced 2246
35 U.S.C. 305 Reproduced 2254 , 2261
35 U.S.C. 306 Reproduced 1216 , 2273
35 U.S.C. 307 Reproduced 2288 , 2293
35 U.S.C. 311 Reproduced 2610
35 U.S.C. 312 Reproduced 2640
35 U.S.C. 313 Reproduced 2646
35 U.S.C. 314 Reproduced 2654 , 2661 , 2686.04
35 U.S.C. 315 Reproduced 2674
35 U.S.C. 316 Reproduced 2688 , 2693
35 U.S.C. 317 Reproduced 2686.04
35 U.S.C. 318 Reproduced 2686.04
35 U.S.C. 361 Reproduced 1805
35 U.S.C. 362 Reproduced 1840
35 U.S.C. 363 Reproduced 1810
35 U.S.C. 365 Reproduced 201.13(b)
35 U.S.C. 371 Reproduced 1893.01
35 U.S.C. 373 Reproduced 1810
35 U.S.C. 374 Reproduced 1857 , 1857.01
42 U.S.C. 141 Cited 120
42 U.S.C. 181 Cited 120
42 U.S.C. 2182 Reproduced 150
42 U.S.C. 2457 Reproduced 150
Statutory authority of Director 1001
Statutory bar 706.02(a) , 2133 to 2133.03(e)(7)
Statutory classes of invention, utility 706.03(a)
Statutory disclaimer (See Disclaimer ; Terminal disclaimer )
Statutory estoppel in inter partes reexamination 2601 2612 , 2614
Statutory Invention Registration (SIR) 409.03(j) Chapter 1100
Statutory period (See also Period for reply: Shortened statutory period ) 710.01 , 710.01(a)
Stay of reexamination
Stay of reissue 1442.02 , 2285
Stockholm Revision, Paris Convention (See also Treaties ) 201.13
Strasbourg Agreement (See also Treaties ) 903.09
STIC (See Scientific and Technical Information Center (STIC) )
Subclass, list of patent numbers 902.03(c)
Subcombination
Subgeneric Markush claims 2173.05(h)
Subject matter, design patent 1502 , 1504.01
Subject matter, nonstatutory 706.03(a)
Subject matter combinations 903.02(b)
Submission of amendment or showing of facts after Board decision 1214.01
Submission of patents or publications, third party 610
Submission to classification unit
Submission of prior art by applicant 707.05(b)
Submission of information by applicant 704.12(b) 704.14(b) , 707.05(b)
Subpoena by court, Application file 1216.02
Subpoena of examiner 1701.01
Subscription correspondence address title page
Substantial new question of patentability
Substitute application (See also Application ) 201.09 , 201.10
Substitute attorney or agent 406
Substitute oath 602.02
Substitute page 714.20
Substitute specification 608.01 , 608.01(q) , 714.19 , 714.20
Sufficiency of disclosure affidavit 716
'Sufficient cause'for extension of time in ex parte reexamination 2265
'Sufficient cause' for extension of time in inter partes reexamination 2665
Suggested claims, Failure to make 706.03(u)
Suggestion of allowable claimsby examiner 707.07(j) , 713.01
Suggestion of claims for interference 2304.03 to 2304.04(b)
Suggestion of claims for interference,time limit 710.02(c)
Summary of action PTOL-326 707
Summary of interview 713.01 , 713.04
Summary of invention 608.01(d)
Sunday or holiday, effect on time for reply 502 505 , 513 , 710.05
Sunday or holiday, effect on reference 706.02(a)
Supervisory applications examiner 714.13
Supervisory patent examiner 705.01 , 707 , 707.02 708.03 , 713.01 , 713.08 , 714.05 714.13 , 714.16 , 714.16(d) , 714.18 812.01 , 903.08(b) , 1207 , 1207.01 , 1207.01 , 1207.02 , 1207.03 , 1207.05 , 1208 , 1211.01 , 1214.07 2233 , 2236 , 2237 , 2238 , 2248 2271.01 , 2287 2633 , 2636 , 2637 , 2638 , 2641 , 2648 2671 , 2671.03 , 2676
Supervisory review, Rule 1.817 711.03(d)
Supplemental action 710.06 , 714.05
Supplemental Amendment 714.03(a)
Supplemental Application Data Sheet (ADS) 601.05
Supplemental Examiner's answer 1207.04 , 1211
Supplemental oath or declaration 603
Surcharge for late payment of feesin international application 1827
Surface ornamentation 1502 , 1502.01 , 1503.02 1504.01 , 1504.01(a) 1504.01(c) , 1504.03
Surrender of patent (not required) 1416
Suspension
Swearing back of reference (See Affidavit, swearing back of reference (37 CFR 1.131) )
Symbols, Drawing 608.02
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